Analyst, Global Compliance

Job description

Analyst – Global Compliance

The incumbent shall be responsible for the timely and end to end execution of various compliance monitoring processes including conducting research and analysis to identify any potential non-compliance with policy/guidance or any potential regulatory breaches. The person shall also be required to assist in leadership reporting, maintenance and monitoring of Compliance Framework as well as the quarterly testing performed by regional Risk Management teams.

The opportunity

We’re looking for Analyst with experience in compliance processes. This is a great opportunity to be part of a leading firm whilst being instrumental in contributing to strengthening of compliance framework of the firm.

Your key responsibilities

·  Developing an understanding of the EY Global compliance framework and the Execution process
·  Managing the maintenance and monitoring of Compliance Framework which includes but is not limited:
·  Assisting in launch activities of the framework which is conducted twice every year
·  Maintaining and adhering to the process schedule
·  Co-ordinating with the Area and Region contacts for gathering the quarterly testing results and analyzing thereof
·  Highlighting any potential delays or roadblocks
·  Ensuring that the process trackers are current and accurate
·  Developing subject matter expertise on various compliance processes like:
·  Anti-Bribery and Corruption
·  Anti-Money Laundering
·  Insider Trading
·  End to end management of compliance monitoring processes including but not limited to:
·  Maintaining and adhering to the process schedule
·  Performing the required research, analysis of the responses in line with policy requirements to identify potential non-compliance in a timely manner
·  Identifying any nuances, analyzing the probable cause & effect and highlighting it to the seniors
·  Working with the team for further enhancements of the processes
·  Supporting the process documentation and ensuring process trackers are current and accurate
·  Supporting the transition of additional processes
·  Co-ordinate with the team and assist in creating process management templates, trackers with the excel and VBA techniques to make the data management, reporting, monitoring steps seamless

Skills and attributes for success

·  Capable of identifying issues and analyze scenarios against policy requirements
·  Succinct and structured oral and written communications skills with proven ability to explain in a crisp, clear and concise manner
·  Experience with applications or programs like MS Excel, VBA, PowerBI, MS Forms, Visio, SharePoint lists
·  Prior experience in financial crime compliance topics, such as, Anti-money laundering, Anti-Bribery and Corruption, Insider Trading etc.

To qualify for the role, you must have

·  Bachelors or Master’s degree from a reputed college
·  At least 2-3 years of experience in:
·  Research/Compliance processes
·  Data analysis and dashboard reporting
·  Strong logical and reasoning skills

Ideally, you’ll also have

·  Project management skills
·  Credible experience working in a fast-moving, client-driven environment

What you can look for

·  A Team of people with commercial acumen, technical experience and enthusiasm to learn new things in this fast-moving environment
·  A team which has its foundation in the core values of trust, respect and teaming. The team which focuses on supporting its colleagues to excel in their respective domains and provides avenues to help acquire and demonstrate new skills.
·  Opportunities to work with Global Executive risk management teams on strengthening and monitoring compliance framework

What working at EY offers

EY Global Delivery Services (GDS) is a dynamic and truly global delivery network. We work across five countries – Argentina, China, India, the Philippines and Poland – and with teams from all EY service lines, geographies and sectors, playing a vital role in the delivery of the EY growth strategy. From accountants to coders to consultants, we offer a wide variety of fulfilling career opportunities that span all business disciplines. In GDS, you will collaborate with EY teams on exciting projects and work with well-known brands from across the globe. We’ll introduce you to an ever-expanding ecosystem of people, learning, skills and insights that will stay with you throughout your career.

EY is committed to being inclusive in all dimensions of diversity to ensure every employee is able to be and bring their authentic self to work, every day.

 

About EY

As a global leader in assurance, tax, transaction and advisory services, we’re using the finance products, expertise and systems we’ve developed to build a better working world. That starts with a culture that believes in giving you the training, opportunities and creative freedom to make things better. Whenever you join, however long you stay, the exceptional EY experience lasts a lifetime. And with a commitment to hiring and developing the most passionate people, we’ll make our ambition to be the best employer by 2020 a reality.